PRISM: Prioritizing Your Goals

The PRISM Academy Step 3: Identifying Your Investment Management Preferences

The following worksheet is intended to help you think through the various considerations about how
your portfolio will be managed. You may view yourself as being a true DIYer, only to realize that your
401(k) requires you to cede some control to mutual fund managers. As such, this worksheet can serve as
a prompt for you to include rules for buying and selling mutual funds in your personalized investing plan.

There are no right or wrong answers. Rather, the goal is to help you clarify the type of investor you are
in terms of how portfolio decisions will be made.